Municipal Securities Rulemaking Board

Results: 1131



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461Dodd–Frank Wall Street Reform and Consumer Protection Act / Law / Rulemaking / Electronic Municipal Market Access / Tower Amendment / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation

Education and Outreach Seminar July 29, 2014 | Chicago, IL About the MSRB • A self-regulatory organization created by Congress in 1975

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Source URL: www.msrb.org

Language: English - Date: 2014-07-31 16:19:28
462Securities Investor Protection Corporation / Municipal Securities Rulemaking Board / Finance / Bonds / Economics / Refunding

May 8, 2012 NEWSFLASH! Rice Financial Serves as Joint-Book Senior Manager on $1.79 Billion State of Illinois Bond Transaction

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Source URL: www.ricefinancialproducts.com

Language: English - Date: 2013-10-16 17:15:20
463Office of Thrift Supervision / Government / Subprime mortgage crisis / United States federal banking legislation / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Bank regulation / Federal Reserve System / Regulatory capture / Financial regulation / Public administration / Banking in the United States

Task Force on Regulatory Reform of the Banking law Committee of the American Bar Association Banking Law Committee Fall Meeting

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Source URL: www.americanbar.org

Language: English - Date: 2014-02-07 04:46:53
464Financial regulation / Securities Exchange Act / Government / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Finance / Municipal Securities Rulemaking Board / Net capital rule / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 11, 2014

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Source URL: edgar.sec.gov

Language: English - Date: 2014-07-11 08:43:41
465Economics / Securities market / Bond / United States securities law / Business / United States corporate law / Stock market / Municipal bond / Investor Protection and Securities Reform Act / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Financial regulation

STATE AND LOCAL GOVERNMENT TOOLKIT The Conduit Issuer’s Guide to Continuing Disclosures The goal of

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Source URL: www.msrb.org

Language: English - Date: 2014-07-28 14:34:59
466Self-regulatory organizations / Financial system / 73rd United States Congress / United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / Financial services / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Securities Act / United States securities law / Financial regulation / Financial economics

CH booklet, "Municipal Securities Rulemaking Board Rules"

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Source URL: www.ots.treas.gov

Language: English - Date: 2014-10-19 09:42:11
467Financial economics / Financial markets / Economics / Security / Investment / Bond / Market data / Municipal bond / Investor Protection and Securities Reform Act / Self-regulatory organizations / Electronic Municipal Market Access / Municipal Securities Rulemaking Board

State and Local Government Toolkit Using EMMA Trade Monitor to Evaluate Your Municipal Market Activity EMMA® Trade Monitor, available only on the Municipal

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Source URL: www.msrb.org

Language: English - Date: 2013-04-09 16:18:00
468U.S. Securities and Exchange Commission / Municipal Securities Rulemaking Board / Due diligence / Financial regulation / Business / Law / Finance / Corporate crime

Microsoft Word[removed]Joint Association MCDC Letter

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Source URL: 204.12.67.77

Language: English - Date: 2014-08-06 10:25:53
469Municipal bond / Bond / Municipal Securities Rulemaking Board / Economics / Arbitrage / Financial economics / Self-regulatory organizations / Government debt / Local government in the United States

[removed]Newsflash Houston Final.indd

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Source URL: www.ricefinancialproducts.com

Language: English - Date: 2013-10-16 17:15:22
470Securities / Investment / Actuarial science / Insurance / Underwriting / Municipal Securities Rulemaking Board / Bond / Regulation S-K / Greenshoe / Stock market / Financial economics / Economics

What to Expect From Your Underwriter The Municipal Securities Rulemaking Board (MSRB) regulates the underwriters and advisors that state and local governments hire to bring new issues of municipal securities to market.

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Source URL: msrb.org

Language: English - Date: 2012-09-10 11:19:53
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